Consumer Compliance Management Program — Common Concerns and Best Practices

Event Details

NOTE: The audio archive for this event is no longer available, but the presentation slides are available at the links below.

How does your institution’s compliance risk management program (compliance program) fare in today’s regulatory environment? Is your institution’s compliance program comprehensive and effective?

While the sophistication and formality of an institution’s compliance program will vary depending on the complexity of an organization’s operations, all institutions, regardless of size, should maintain an effective compliance program. An effective program is important, as a carefully devised, implemented, and monitored program provides the foundation for ensuring compliance with consumer banking laws and regulations.

If you are interested in learning more about ways to implement and maintain an effective compliance program, we invite you to attend our upcoming Outlook Live event Consumer Compliance Management Program — Common Concerns and Best Practices. During the event, Federal Reserve Bank of Boston Examiners Katina Tsagaroulis and Evangelia Stergiou will address some concerns commonly seen at our supervised institutions and highlight various components of a successful compliance program.

We will follow the presentation with a Questions and Answers segment.

This webinar is part of an ongoing series of events focused specifically on consumer compliance issues.

Presentation Materials

• Consumer Compliance Management Program Common Concerns and Best Practices Slides
• Consumer Compliance Management Program Common Concerns and Best Practices Handout