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Common Violations and Hot Topics

Outlook Live Webinar
Wednesday, July 29, 2015

Are you current on today’s consumer compliance hot topics?  Do the common violations other institutions encounter affect your bank?  Has your institution implemented an effective compliance management program to identify the more common violations and take the appropriate corrective action once issues are raised?

Compliance professionals face an increasingly difficult job in today’s regulatory environment.  Not only do you have to keep pace with the ever changing regulations, but compliance professionals must also ensure ongoing compliance with existing laws and regulations, understand emerging risks in the industry, and consider the impact of their products and services on consumers — i.e., through a UDAP lens.

With these considerations in mind, senior Federal Reserve staff will be hosting a webinar focusing on areas where substantive and/or common violations occur, including:

• Home Mortgage Disclosure Act (Regulation C)
• Equal Credit Opportunity Act (Regulation B) — Spousal Signatures
• Flood Disaster Protection Act of 1973
• Unfair and Deceptive Acts or Practices Act (UDAP)

We will follow the presentation with a questions and answers segment, where we will respond to audience questions.  Given the broad range of topics on the agenda, please send us questions via e-mail in advance of the event, so we can tailor the presentation to focus on the areas you consider most relevant. Log-in and e-mail information will be provided with registration confirmation.

This webinar is part of an ongoing series of events focused specifically on consumer compliance issues. The Outlook Live Audio Conference is a Federal Reserve System initiative produced in conjunction with the quarterly newsletter Consumer Compliance Outlook.